Stacey was such a great interview. All Scaling Syndicators must be proficient in Securities Laws. This episode is agreat place to start and great refresher for investors at all levels of the game!
Some topics we went over include:
Helping syndicators understand lawyer’s roles.
Exemptions and understanding syndication structures.
Securities law compliances.
Shop talk on Fund of Funds.
When can a fund manager be viewed as an investment advisor?
Being cognizant of securities acts that affect the syndicator.
When might fund managers consider getting a securities license?
The different exemptions .
Reg. A+ vs Reg. CF.
Why would a syndicator would start a fund?
Fund Administration can be a mess!
How to violate securities laws.
What kind of solicitation is allowed for 506(c)?
What is conditioning the market?
Can The FBI knock on your door if your LP is a criminal?
Find Stacey at www.3pillarslaw.com
Get all your syndication and capital raising marketing at pitchdecks.com
If you would like to find out more about Family Office Capital Raising events you can visit lnkd.in/gD6mJ5gp
Book a call with Ruben at calendly.com/rlgreth