You are asking for trouble if you are raising capital without an understaning of securities law for syndications. As soon as you have 1 person who is passive in your deal it becomes a security and is subject to SEC Federal Regulations. Educate and refresh your understanding of this by spending time with lawyers like Stacey Bowers, Esq.
On the full show we covered:
Helping syndicators understand lawyer’s roles.
Exemptions and understanding syndication structures.
Securities law compliances.
Shop talk on Fund of Funds.
When can a fund manager be viewed as an investment advisor?
Being cognizant of securities acts that affect the syndicator.
When might fund managers consider getting a securities license?
The different exemptions .
Reg. A+ vs Reg. CF.
Why would a syndicator would start a fund?
Fund Administration can be a mess!
How to violate securities laws.
What kind of solicitation is allowed for 506(c)?
What is conditioning the market?
Can The FBI knock on your door if your LP is a criminal?
Find Stacey at www.3pillarslaw.com
Get all your syndication and capital raising marketing at pitchdecks.com
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Book a call with Ruben at calendly.com/rlgreth